Fund Securities

Fund Securities Resources:

Municipal Securities Rulemaking Board
Some of the requirements from which issuers of municipal fund securities are In the case of municipal fund securities structured to emulate a money
http://www.msrb.org/msrb1/mfs/mfs7.asp

MUNICIPAL FUND SECURITIES LIMITED PRINCIPAL QUALIFICATION
It will measure a candidate’s knowledge of municipal fund securities and the On and after January 1, 2003, all municipal fund securities limited
http://www.msrb.org/msrb1/archive/Series51Notice.htm

SEC Proposes Mandatory Redemption Fees for Mutual Fund Securities
SEC Proposes Mandatory Redemption Fees for Mutual Fund Securities. FOR IMMEDIATE RELEASE 2004-23. Washington, D.C., Feb. 25, 2004 — The Commission today
http://www.sec.gov/news/press/2004-23.htm

Proposed Rule: Mandatory Redemption Fees for Redeemable Fund
13 The proposed rule also applies to exchanges of securities issued by one fund for securities issued by another, because these transactions involve a
http://www.sec.gov/rules/proposed/ic-26375a.htm

Municipal Securities Rulemaking Board
The activities of brokers, dealers and municipal securities dealers (collectively referred to as "broker-dealers") relating to municipal fund securities are
http://12.109.140.198/msrb1/mfs/default.asp

NASD - Rules & Regulation - RCA - Fall 2001 - Municipal Fund
Municipal Fund Securities, 1 a.k.a. Section 529 College Savings Plans, have investment NASD Regulation reminds firms that Municipal Fund Securities are
http://www.nasd.com/RulesRegulation/PublicationsGuidance/MemberUpdates/RegulatoryandComplianceAlerts/NASDW_015302

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